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 claim generation


ClaimGen-CN: A Large-scale Chinese Dataset for Legal Claim Generation

arXiv.org Artificial Intelligence

Legal claims refer to the plaintiff's demands in a case and are essential to guiding judicial reasoning and case resolution. While many works have focused on improving the efficiency of legal professionals, the research on helping non-professionals (e.g., plaintiffs) remains unexplored. This paper explores the problem of legal claim generation based on the given case's facts. First, we construct ClaimGen-CN, the first dataset for Chinese legal claim generation task, from various real-world legal disputes. Additionally, we design an evaluation metric tailored for assessing the generated claims, which encompasses two essential dimensions: factuality and clarity. Building on this, we conduct a comprehensive zero-shot evaluation of state-of-the-art general and legal-domain large language models. Our findings highlight the limitations of the current models in factual precision and expressive clarity, pointing to the need for more targeted development in this domain. To encourage further exploration of this important task, we will make the dataset publicly available.


Patentformer: A demonstration of AI-assisted automated patent drafting

arXiv.org Artificial Intelligence

Patent drafting presents significant challenges due to its reliance on the extensive experience and specialized expertise of patent attorneys, who must possess both legal acumen and technical understanding of an invention to craft patent applications in a formal legal writing style. This paper presents a demonstration of Patentformer, an AI-powered automated patent drafting platform designed to support patent attorneys by rapidly producing high-quality patent applications adhering to legal writing standards.


Enriching Patent Claim Generation with European Patent Dataset

arXiv.org Artificial Intelligence

Drafting patent claims is time-intensive, costly, and requires professional skill. Therefore, researchers have investigated large language models (LLMs) to assist inventors in writing claims. However, existing work has largely relied on datasets from the United States Patent and Trademark Office (USPTO). To enlarge research scope regarding various jurisdictions, drafting conventions, and legal standards, we introduce EPD, a European patent dataset. EPD presents rich textual data and structured metadata to support multiple patent-related tasks, including claim generation. This dataset enriches the field in three critical aspects: (1) Jurisdictional diversity: Patents from different offices vary in legal and drafting conventions. EPD fills a critical gap by providing a benchmark for European patents to enable more comprehensive evaluation. (2) Quality improvement: EPD offers high-quality granted patents with finalized and legally approved texts, whereas others consist of patent applications that are unexamined or provisional. Experiments show that LLMs fine-tuned on EPD significantly outperform those trained on previous datasets and even GPT-4o in claim quality and cross-domain generalization. (3) Real-world simulation: We propose a difficult subset of EPD to better reflect real-world challenges of claim generation. Results reveal that all tested LLMs perform substantially worse on these challenging samples, which highlights the need for future research.


Towards Automated Patent Workflows: AI-Orchestrated Multi-Agent Framework for Intellectual Property Management and Analysis

arXiv.org Artificial Intelligence

Patents are the currency of innovation, and like any currency, they need to be managed and protected (Gavin Potenza). Patents, as legal documents that secure intellectual property rights, play a critical role in technological innovation. The growing complexity of patent documents and the surge in patent applications have created a need for automated solutions in patent analysis. In this work, we present PatExpert, an autonomous multi-agent conversational framework designed to streamline and optimize patent-related tasks. The framework consists of a metaagent that coordinates task-specific expert agents for various patent-related tasks and a critique agent for error handling and feedback provision. The meta-agent orchestrates specialized expert agents, each fine-tuned for specific tasks such as patent classification, acceptance, claim generation, abstractive summarization, multi-patent analysis, and scientific hypothesis generation. For multi-patent analysis, the framework incorporates advanced methods like Graph Retrieval-Augmented Generation (GRAG) to enhance response accuracy and relevance by combining semantic similarity with knowledge graphs. Error handling is managed by critique agents (Gold-LLM-as-a-Judge and Reward-LLM-as-a-Judge), which evaluate output responses for accuracy and provide iterative feedback. The framework also prioritizes explainability, ensuring transparent justifications for decisions made during patent analysis. Its comprehensive capabilities make it a valuable tool for automating complex patent workflows, enhancing efficiency, accuracy, and compliance in patent-related tasks. Empirical evidence demonstrates significant improvements in patent processing tasks, concluding that the framework offers a robust solution for automating and optimizing patent analysis.


Can Large Language Models Generate High-quality Patent Claims?

arXiv.org Artificial Intelligence

Large language models (LLMs) have shown exceptional performance across various text generation tasks but remain under-explored in the patent domain, which offers highly structured and precise language. This paper constructs a dataset to investigate the performance of current LLMs in patent claim generation. Our results demonstrate that generating claims based on patent descriptions outperforms previous research relying on abstracts. Interestingly, current patent-specific LLMs perform much worse than state-of-the-art general LLMs, highlighting the necessity for future research on in-domain LLMs. We also find that LLMs can produce high-quality first independent claims, but their performances markedly decrease for subsequent dependent claims. Moreover, fine-tuning can enhance the completeness of inventions' features, conceptual clarity, and feature linkage. Among the tested LLMs, GPT-4 demonstrates the best performance in comprehensive human evaluations by patent experts, with better feature coverage, conceptual clarity, and technical coherence. Despite these capabilities, comprehensive revision and modification are still necessary to pass rigorous patent scrutiny and ensure legal robustness.


PatentEval: Understanding Errors in Patent Generation

arXiv.org Artificial Intelligence

In this work, we introduce a comprehensive error typology specifically designed for evaluating two distinct tasks in machine-generated patent texts: claims-to-abstract generation, and the generation of the next claim given previous ones. We have also developed a benchmark, PatentEval, for systematically assessing language models in this context. Our study includes a comparative analysis, annotated by humans, of various models. These range from those specifically adapted during training for tasks within the patent domain to the latest general-purpose large language models (LLMs). Furthermore, we explored and evaluated some metrics to approximate human judgments in patent text evaluation, analyzing the extent to which these metrics align with expert assessments. These approaches provide valuable insights into the capabilities and limitations of current language models in the specialized field of patent text generation.


FinGen: A Dataset for Argument Generation in Finance

arXiv.org Artificial Intelligence

Thinking about the future is one of the important activities that people do in daily life. Futurists also pay a lot of effort into figuring out possible scenarios for the future. We argue that the exploration of this direction is still in an early stage in the NLP research. To this end, we propose three argument generation tasks in the financial application scenario. Our experimental results show these tasks are still big challenges for representative generation models. Based on our empirical results, we further point out several unresolved issues and challenges in this research direction.


False Claims against Model Ownership Resolution

arXiv.org Artificial Intelligence

Deep neural network (DNN) models are valuable intellectual property of model owners, constituting a competitive advantage. Therefore, it is crucial to develop techniques to protect against model theft. Model ownership resolution (MOR) is a class of techniques that can deter model theft. A MOR scheme enables an accuser to assert an ownership claim for a suspect model by presenting evidence, such as a watermark or fingerprint, to show that the suspect model was stolen or derived from a source model owned by the accuser. Most of the existing MOR schemes prioritize robustness against malicious suspects, ensuring that the accuser will win if the suspect model is indeed a stolen model. In this paper, we show that common MOR schemes in the literature are vulnerable to a different, equally important but insufficiently explored, robustness concern: a malicious accuser. We show how malicious accusers can successfully make false claims against independent suspect models that were not stolen. Our core idea is that a malicious accuser can deviate (without detection) from the specified MOR process by finding (transferable) adversarial examples that successfully serve as evidence against independent suspect models. To this end, we first generalize the procedures of common MOR schemes and show that, under this generalization, defending against false claims is as challenging as preventing (transferable) adversarial examples. Via systematic empirical evaluation we demonstrate that our false claim attacks always succeed in all prominent MOR schemes with realistic configurations, including against a real-world model: Amazon's Rekognition API.


Patent Claim Generation by Fine-Tuning OpenAI GPT-2

arXiv.org Machine Learning

In this work, we focus on fine-tuning an OpenAI GPT-2 pre-trained model for generating patent claims. GPT-2 has demonstrated impressive efficacy of pre-trained language models on various tasks, particularly coherent text generation. Patent claim language itself has rarely been explored in the past and poses a unique challenge. We are motivated to generate coherent patent claims automatically so that augmented inventing might be viable someday. In our implementation, we identified a unique language structure in patent claims and leveraged its implicit human annotations. We investigated the fine-tuning process by probing the first 100 steps and observing the generated text at each step. Based on both conditional and unconditional random sampling, we analyze the overall quality of generated patent claims. Our contributions include: (1) being the first to generate patent claims by machines and being the first to apply GPT-2 to patent claim generation, (2) providing various experiment results for qualitative analysis and future research, (3) proposing a new sampling approach for text generation, and (4) building an e-mail bot for future researchers to explore the fine-tuned GPT-2 model further.